Legal & Disclosures

Terms of Use

By accessing this web site, you confirm your agreement with and understanding of the following conditions of use without limitation or qualification. Please read these conditions carefully before using this web site. This web site is offered to you conditioned on your acceptance without modification of the terms, conditions, and notices contained herein. Your use of this web site constitutes your agreement to all such terms, conditions, and notices. Ouroboros Asset Management Group LLC, reserves the right to, and may at any time, change the terms, conditions and notices under which this web site is offered. You are bound by any such revisions and should therefore periodically visit this page to review the then current terms and conditions to which you are bound. Refers to Ouroboros shall be deemed to include Ouroboros Asset Management Group LLC and any of its affiliated entities.

No Offer of Securities

The material on this web site does not constitute an offer to sell, or the solicitation of an offer to buy, advisory services or any securities or any interests in investment funds managed by Ouroboros. Offerings of securities are made only by prospectus or private offering memoranda by persons who are registered, or not required to be registered as broker-dealers or agents in the particular jurisdiction. Such offerings are made, and such investment advisory services are offered, only to persons who are "accredited investors" as defined in Rule 501(a) under the Securities Act of 1933, as amended. Responses to any inquiry which may involve rendering of personalized investment advice for compensation effecting or attempting to effect transactions in securities will not be made absent compliance with state broker-dealer, investment advisor, broker-dealer agent or investment advisor representative registration requirements, or applicable exemptions or exclusions from such requirements. This web site is not intended for distribution to or use by any person in any jurisdiction or country where such distribution or use would be contrary to local law or regulation. Ouroboros makes no representations or warranties that the content of this web site is applicable or appropriate for use in locations outside of the United States of America.

 

While Ouroboros uses reasonable efforts to include accurate and up to date information on this web site, errors or omissions sometimes occur. All information and content on this web site is furnished "as is" Ouroboros makes no warranties or representations as to the accuracy of this web site, and makes no other warranty of any kind, implied or expressed. Under no circumstances shall Ouroboros nor any party or person involved in creating, producing, or delivering the web site be liable for any direct, incidental, consequential, indirect, or punitive damages that result from the use of, or the inability to use, the materials on this web site, even if a  Ouroboros authorized representative has been advised of the possibility of such damages.

 

Ouroboros also assumes no responsibility, and shall not be liable for, any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in the web site or your downloading of any materials, data, text, images, video, or audio from this web site.

Restrictions on Use of Materials and Trademarks

Ouroboros owns and pairtaly maintains this web site. Nothing contained within this web site shall be construed as granting, by implication, estoppel or otherwise, any license or right to use any image, trademark, logo or service mark contained within the web site. No act of downloading or otherwise copying from this web site will transfer title to any software or material contained within this web site to you. Anything that you transmit to this web site becomes the property of Ouroboros, may be used by Ouroboros for any lawful purpose, and is further subject to disclosure as deemed appropriate by Ouroboros, including to any legal or regulatory authority to which Ouroboros is subject. Ouroboros reserves all rights with respect to copyright and trademark ownership of all material contained within this web site, and will enforce such rights to the full extent of the law. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell any information, software, products, or services obtained from this site without Ouroboros' written permission.

Images displayed on this web site are either the property of, or used with permission by, Ouroboros. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes.

Material to be Consulted in its Entirety

All materials contained within this web site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions or disclosures, and any copyright or proprietary notices. Any disclaimers, restrictions, disclosures or hedge clauses apply to any partial document or material in the same manner as they do the whole, and will be deemed incorporated in the portion of any material or document that you consult or download.

Hong Kong, China & Singapore

Please note that Ouroboros' global offices are currently not conducting any activity requiring it to be licensed in Singapore by any Authorities/Regulators in the specified regions.

Commitment to the UK Stewardship Code

Under Rule 2.2.3R of the FCA's Conduct of Business Sourcebook, Ouroboros Asset Management Group LLC (the "Firm") is required to include on this website a disclosure about the nature of its commitment to the UK Financial Reporting Council's Stewardship Code (the "Code") or, where it does not commit to the Code. Ouroboros is currently not conducting any businesses in the UK and there for dose not subscribe to said code.

 

For EEA Residents

In relation to member states of the European Economic Area (“EEA”) that have implemented the EU Directive on Alternative Investment Fund Managers (Directive (2011/61/EU)) (“AIFMD”), interests in the funds whose details appear on this website will only be offered or sold to investors in any such member state to the extent that the relevant fund: (i) is permitted to be marketed into the relevant member state pursuant to Article 42 of the AIFMD (as implemented into applicable local law); or (ii) where any marketing, offer and sale of interests of the fund occurs exclusively at the initiative of the relevant investor.

Inquiries

Inquiries concerning use of Ouroboros' trademarks, service marks, trade names, logos, icons copyrights or other intellectual property, or other inquiries regarding the terms and conditions of this web site should be addressed to Ouroboros Asset Management Group, LLC, 100 Fillmore St. Denver CO, 80206.

North America

Ouroboros Asset Management
100 Fillmore Street, 5th Floor

Denver, Colorado 80206

USA

Asia Pacific

Ouroboros Asset Management
305 Fute No. 1 Road W. Pudong

New Area, Shanghai

China

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© 2019  by Ouroboros Asset Management Group LLC

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Ouroboros Asset Management Group LLC, Ouroboros Equity Partners L.P, and Ouroboros Venture Partners L.P (collectively Ouroboros AM Group), is NOT a United States Securities Broker nor Dealer. Ouroboros Asset Management Group LLC and Ouroboros Venture Partners is a Private Investor and in some instances a consultant, or Investment Advisor. This website is NOT an Offer to purchase or sell Securities. This overview is for informational purposes only and is not a recommendation, nor an offer to sell, or a solicitation of an offer to buy, any securities or funds and may not be relied upon in connection with the purchase or sale of any security or fund. Information contained within this website should not be considered accurate nor complete or relied upon for any advice. Ouroboros makes no claim to being registered or regulated by any financial authority in the U.S or Internationally. This website is intended viewing for U.S institutional and accredited investors as defined by the U.S SEC regulation D rule 501. Ouroboros Asset Management Group and its members accept no liability for the information contained within this website including information under client log-in.  Third parties were consulted in the building and maintenance of this website. Errors may have occurred relating to this web site's content. Content should be reviewed in its entirety.